SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
SENECA CAPITAL ADVISORS LLC

(Last) (First) (Middle)
527 MADISON AVE
11TH FL

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/12/2002
3. Issuer Name and Ticker or Trading Symbol
SENESCO TECHNOLOGIES INC [ SNS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock, $0.01 par value 857,143 I See Footnote (1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant 04/12/2002 04/11/2007 Common stock, $0.01 par value 375,000 2 I See Footnote (1)
Warrant 04/12/2002 04/11/2007 Common stock, $0.01 par value 375,000 3.25 I See Footnote(1)
Explanation of Responses:
1. Shares and warrants are held by Seneca Capital, L.P. of which Seneca Capital Advisors, LLC is the General Partner. Douglas A. Hirsch is the Managing Member of Seneca Capital Advisors, LLC. Each of Seneca Capital Advisors, LLC and Douglas A. Hirsch disclaim beneficial ownership of these securities except to the extent of its or his pecuniary interest therein and nothing in this report shall be deemed to be an admission by any of them that they are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The business address for Seneca Capital, L.P., Seneca Capital Advisors, LLC and Douglas A. Hirsch is 527 Madison Avenue, 11th Floor, New York, NY 10022.
Douglas A. Hirsch, as Managing Member of Seneca Capital Advisors, LLC, the General Partner of Seneca Capital, L.P. 09/30/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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